Cooperation with the European Commission

(1) The Federal Institute notifies the European Commission of 1. the lapse or revocation of a licence under section 35 or under the provisions of the Administrative Procedure Act, stating the grounds that led to the revocation, 2. (repealed) 3. the number and type of cases in which the establishment of a branch in another state of the European Economic Area did not come about because the Federal Institute did not forward the particulars under section 24a(1), second sentence, to the competent authorities of the host Member State, 4. the number and type of cases in which measures under section 53b(4), second sentence, and (5), first sentence, were taken, and 5. (repealed) 6. the licence application of the subsidiary undertaking of an undertaking with a registered office in a third country, where the Commission has requested notification of the receipt of such applications.
(2) The Federal Institute informs the European Commission of 1. (repealed) 2. the principles it applies, in agreement with the other competent authorities in the European Economic Area, with regard to monitoring intra-group transactions and risk concentrations, 3. the approach chosen in the cases under section 53d(3), and 4. (repealed) 5. the procedure for preventing circumvention of the additional capital requirements where the total-book large exposure requirements are exceeded.
(3) The Federal Institute transmits to the European Commission lists of the financial holding companies or mixed financial holding companies for which the Federal Institute exercises supervision on a consolidated basis.