[eu]cite

Home› Securities & Investment Funds› WpHG-EN

Part 2 · Federal Financial Supervisory Authority › Section 17

Cooperation with other domestic authorities

(1) The exchange supervisory authorities act, by way of organ loan, for the Bundesanstalt in carrying out urgent measures in the context of monitoring the prohibitions on insider dealing under Article 14 of Regulation (EU) No 596/2014, and the prohibition on market manipulation under Article 15 of Regulation (EU) No 596/2014, at the exchanges subject to their supervision. Further details are governed by an administrative agreement between the Federation and the Länder responsible for exchange supervision.
(2) The Bundesanstalt, the Deutsche Bundesbank in the context of its activity under the Banking Act, the Federal Cartel Office, the exchange supervisory authorities, the trading surveillance offices, the authorities competent for implementing Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (OJ L 347, 20.12.2013, p. 671; L 189, 27.6.2014, p. 261; L 130, 19.5.2016, p. 18; L 34, 9.2.2017, p. 41), as last amended by Delegated Regulation (EU) 2016/1226 (OJ L 202, 28.7.2016, p. 5), the Federal Network Agency and the Land cartel authorities in the context of their activities under the Energy Industry Act, and the bodies competent for the supervision of insurance intermediaries and of undertakings within the meaning of section 3(1), no. 7, must communicate to one another the observations and findings, including personal data, necessary for the performance of their respective tasks.
(3) The Bundesanstalt cooperates with the exchange supervisory authorities, the trading surveillance offices, and the authorities competent under section 19(1) of the Greenhouse Gas Emissions Trading Act, in order to ensure that it can obtain an overall view of the emission allowance markets.
(4) The Bundesanstalt may, for the performance of its tasks, retrieve, by automated procedure, the data stored at the Deutsche Bundesbank under section 2(10), sections 2c, 24(1), nos. 1, 2, 5, 7 and 10 and (3), section 25b(1) to (3), and section 32(1), first and second sentences, no. 2 and no. 6, letters a) and b) of the Banking Act. For purposes of data protection monitoring, the Deutsche Bundesbank must log the time, the particulars enabling identification of the data records retrieved, and the person responsible for the retrieval. The logged data may be processed only for purposes of data protection monitoring, data security, or ensuring the proper operation of the data-processing installation. The log data must be deleted at the end of the calendar year following that in which they were stored.
(4) (repealed)

←→ also move between sections