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Section 1

Scope of application

(1) This Act contains provisions in particular on the operation and organisation of exchanges, on the admission of trading participants, financial instruments, rights and economic assets to exchange trading, on the determination of exchange prices, on the competences and powers of the competent supreme Land authority (exchange supervisory authority), and on the sanctioning of infringements of
1. the provisions of this Act,
2. Articles 4 and 15 of Regulation (EU) 2015/2365 of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (OJ L 337, 23.12.2015, p. 1) and the delegated acts and implementing acts of the European Commission adopted on the basis of Article 4 of that Regulation, in their respective current version,
3. Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (OJ L 173, 12.6.2014, p. 84; L 6, 10.1.2015, p. 6; L 270, 15.10.2015, p. 4), as amended by Regulation (EU) 2016/1033 (OJ L 175, 30.6.2016, p. 1), in its respective current version, and
4. Regulation (EU) 2022/2554 of the European Parliament and of the Council of 14 December 2022 on digital operational resilience for the financial sector and amending Regulations (EC) No 1060/2009, (EU) No 648/2012, (EU) No 600/2014, (EU) No 909/2014 and (EU) 2016/1011 (OJ L 333, 27.12.2022, p. 1), in its respective current version. It also applies to the operation of multilateral or organised trading facilities by exchange operators at an exchange.
(2) Where an exchange has been mandated to conduct auctions under Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowance trading within the Community (OJ L 302, 18.11.2010, p. 1), the provisions of this Act apply to those auctions insofar as Regulation (EU) No 1031/2010, in its respective current version, does not provide otherwise.

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