FinDAG-EN

Act on the Federal Financial Supervisory Authority
FinDAG-EN · official text on eucite.com in-house translation

Sections

Section 1 — Establishment
Section 2 — Legal and technical supervision
Section 3
Section 4 — Tasks and cooperation
Section 4a — Disagreements in ongoing supervision
Section 4b — Complaints
Section 4c — Submission of files and duty to provide information in administrative-court proceedings
Section 4d — Reporting of infringements; authorisation to issue statutory instruments
Section 4e — Provisions on the processing of personal data
Section 4f — Electronic notification of administrative acts by making them available for retrieval
Section 4g — Electronic service by making documents available for retrieval
Section 4h — Notification and service abroad
Section 4i — Dispensing with a hearing
Section 4j — Applications and information in English
Section 5 — Organs, articles
Section 6 — Management
Section 7 — Administrative Council
Section 8
Section 8a — Consumer Advisory Council
Section 9 — Legal status of the members of the Executive Board; authorisation to issue statutory instruments
Section 9a — Civil servants; authorisation to issue statutory instruments
Section 10 — Salaried employees, workers and trainees; authorisation to issue statutory instruments
Section 10a — Post allowance
Section 10b — Staff recruitment and retention premium
Section 11 — Duty of confidentiality
Section 11a — Integrity provisions; authorisation to issue statutory instruments
Section 12 — Budget, accounting
Section 13 — Covering the costs of supervision
Section 14
Section 15 — Separate reimbursement; authorisation to issue statutory instruments
Section 16 — Levy
Section 16a — Levy-eligible costs; levy year
Section 16b — Determination of costs by task areas and groups
Section 16c — Shortfalls, uncollected amounts and surpluses of previous years
Section 16d — Levy amount, levy obligation and distribution key
Section 16e — Determination of costs and levy obligation in the task area Banks and Other Financial Services
Section 16f — Assessment bases of the levy in the task area Banks and Other Financial Services
Section 16g — Minimum levy amounts in the task area Banks and Other Financial Services
Section 16h — Task area Insurance
Section 16i — Determination of costs and levy obligation in the task area Securities Trading
Section 16j — Assessment bases of the levy in the task area Securities Trading
Section 16k — Task area Resolution
Section 16l — Task area Financial Reporting Enforcement
Section 16m — Accrual of the levy claim; assessment of the levy amount and due date; obligation to communicate electronically; authorisation to issue statutory instruments
Section 16n — Assessment and due date of levy advance payments
Section 16o — Difference between the levy amount and the advance payment
Section 16p — Deferral; remission
Section 16q — Late-payment surcharges; recovery
Section 16r — Limitation on assessment
Section 16s — Limitation on payment
Section 16t — Reimbursement of overpaid levy amounts
Section 17 — Coercive measures; notification of general orders
Section 17a — Financing of separate tasks
Section 17b
Section 17c — Separate reimbursement for separate examinations
Section 17d — Separate levy
Section 18 — Transitional provisions
Section 18a — Partial integration of the Federal Agency for Financial Market Stabilisation; legal succession; authorisation to issue statutory instruments
Section 18b — Takeover of the staff of the Deutsche Prüfstelle für Rechnungslegung DPR e.V.
Section 19 — Transfer/takeover of staff
Section 20 — Distribution of pension costs
Section 21 — Transfer of rights and obligations
Section 22 — Transitional provisions on the Act to Strengthen German Financial Supervision
Section 23 — Transitional provisions on the levying of the levy
Section 24 — Transitional provisions on costs, budget and levying of the levy for the task area Financial Reporting Enforcement