Custody register

(1) The custodian is obliged to keep a trade book in which each depositor and the kind, nominal amount or number of units, numbers or other identifying features of the securities held in custody for that depositor are to be entered. Where the numbers or other identifying features appear from lists kept alongside the custody register, a reference to those lists is sufficient in that respect.
(2) Entry of a security may be omitted where its safekeeping has ended before the entry could have been made in the ordinary course of business.
(3) The provisions on keeping a custody register apply mutatis mutandis also to collective safe custody.
(4) Where the custodian entrusts the securities to a third party, it must state the place of business of the third party in the custody register. Where the name of the third party does not appear from the other bookkeeping, from lists kept alongside the custody register, or from correspondence, the name of the third party must also be stated in the custody register. Where the custodian is authorised for collective safe custody under section 5(1), second sentence, for exchange custody, for pledging, or for disposal of ownership, it must also indicate this in the custody register.
(5) Where a custodian informs the sub-custodian that it is not the owner of the securities it has entrusted to the sub-custodian (section 4(3)), the sub-custodian must indicate this when making the entry in the custody register.