This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
It shall apply from 21 July 2019.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 14 March 2019.
For the Commission
The President
Jean-Claude JUNCKER
(1)
OJ L 168, 30.6.2017, p. 12.
(2) Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements (OJ L 149, 30.4.2004, p. 1).
(3) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).
(4) Commission Delegated Regulation (EU) 2019/815 of 17 December 2018 supplementing Directive 2004/109/EC of the European Parliament and of the Council with regard to regulatory technical standards on the specification of a single electronic reporting format (OJ L 143, 29.5.2019, p. 1).
(5) Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs) (OJ L 352, 9.12.2014, p. 1).
(6) Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading and amending Directive 2001/34/EC (OJ L 345, 31.12.2003, p. 64).
(7) Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
(8) Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC (OJ L 173, 12.6.2014, p. 1).
LIST OF ANNEXES
PART A
REGISTRATION DOCUMENTS
Annex 1: Registration document for equity securities
Annex 2: Universal registration document
Annex 3: Registration document for secondary issuances of equity securities
Annex 4: Registration document for units of closed-end collective investment undertakings
Annex 5: Registration document for depository receipts issued over shares
Annex 6: Registration document for retail non-equity securities
Annex 7: Registration document for wholesale non-equity securities
Annex 8: Registration document for secondary issuances of non-equity securities
Annex 9: Registration document for asset-backed securities
Annex 10: Registration documents for non-equity securities issued by third countries and their regional and local authorities
PART B
SECURITIES NOTES
Annex 11: Securities note for equity securities or units issued by collective investment undertakings of the closed-end type
Annex 12: Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type
Annex 13: Securities note for depository receipts issued over shares
Annex 14: Securities note for retail non-equity securities
Annex 15: Securities note for wholesale non-equity securities
Annex 16: Securities note for secondary issuances of non-equity securities