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Home Financial Services & Banking Investment Firms Directive

Article 1

Subject matter

This Directive lays down rules concerning:

(a)

the initial capital of investment firms;

(b)

supervisory powers and tools for the prudential supervision of investment firms by competent authorities;

(c)

the prudential supervision of investment firms by competent authorities in a manner that is consistent with the rules set out in Regulation (EU) 2019/2033;

(d)

publication requirements for competent authorities in the field of prudential regulation and supervision of investment firms.

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