This Directive is addressed to the Member States.
Done at Strasbourg, 14 December 2016.
For the European Parliament
The President
M. SCHULZ
For the Council
The President
I. KORČOK
(1) OJ C 451, 16.12.2014, p. 109.
(2) Position of the European Parliament of 24 November 2016 (not yet published in the Official Journal) and decision of the Council of 8 December 2016.
(3) Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision (OJ L 235, 23.9.2003, p. 10).
(4) See Annex I, Part A.
(5) Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC (OJ L 331, 15.12.2010, p. 48).
(6) Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1).
(7) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
(8) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
(9) Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (OJ L 166, 30.4.2004, p. 1).
(10) Regulation (EC) No 987/2009 of the European Parliament and of the Council of 16 September 2009 laying down the procedure for implementing Regulation (EC) No 883/2004 on the coordination of social security systems (OJ L 284, 30.10.2009, p. 1).
(11) Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).
(12) Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (OJ L 174, 1.7.2011, p. 1).
(13) Directive 2013/36/EU of European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338).
(14) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).
(15) Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (OJ L 302, 17.11.2009, p. 1).
(16) Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).
(17) Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).
ANNEX I
PART A
Repealed Directive with list of its successive amendments
(referred to in Article 65)
Directive 2003/41/EC of the European Parliament and of the Council
(OJ L 235, 23.9.2003, p. 10).
Directive 2009/138/EC of the European Parliament and of the Council
(OJ L 335, 17.12.2009, p. 1).
Article 303 only
Directive 2010/78/EU of the European Parliament and of the Council
(OJ L 331, 15.12.2010, p. 120).
Article 4 only
Directive 2011/61/EU of the European Parliament and of the Council
(OJ L 174, 1.7.2011, p. 1).
Article 62 only
Directive 2013/14/EU of the European Parliament and of the Council
(OJ L 145, 31.5.2013, p. 1).
Article 1 only
PART B
List of time-limits for transposition into national law and application
(referred to in Article 65)
Directive
Time-limit for transposition
Date of application
2003/41/EC
23.9.2005
23.9.2005
2009/138/EC
31.3.2015
1.1.2016
2010/78/EU
31.12.2011
31.12.2011
2011/61/EU
22.7.2013
22.7.2013
2013/14/EU
21.12.2014
21.12.2014
ANNEX II
Correlation Table
This Directive
Article 6(a)
Article 6(b)
Article 6(c)
Article 6(d)
Article 6(e)
Article 6(f)
Article 6(g)
Article 6(h)
Article 6(i)
Article 6(j)
Article 6(12) to (19)
Article 9(1)(a)
Article 9(1)(c)
Article 9(1)(e)
Articles 20, 9(5)
Article 15(1) to (5)
Article 13(1) to (5)
Article 17a(1) to (4)
Article 16(1) to (4)
Article 17a(5)
Article 17b
Article 17c
Article 17d
Article 9(1)(b)
Article 22(2) to (7)
Article 31(2) to (7)
Article 19(2) second subparagraph
Article 19(2) first subparagraph
Article 33(5) to (8)
Article 9(1)(f)
Article 40(1)(a) to (c)
Article 44(a)
Article 44(b)
Article 44(c)
Article 14(2) first subparagraph
Article 48(3) to (5)
Article 14(2) second subparagraph
Article 14(3) to (5)
Article 48(7) to (9)
Article 20(11) first subparagraph
Article 20(11) second subparagraph
Article 20(11) third and fourth subparagraphs