Prospectus Regulation
Articles
Chapter I GENERAL PROVISIONS
- Article 1 — Subject matter, scope and exemptions
- Article 2 — Definitions
- Article 3 — Obligation to publish a prospectus and exemption
- Article 4 — Voluntary prospectus
- Article 5 — Subsequent resale of securities
Chapter II DRAWING UP OF THE PROSPECTUS
- Article 6 — The prospectus
- Article 7 — The prospectus summary
- Article 8 — The base prospectus
- Article 9 — The universal registration document
- Article 10 — Prospectuses consisting of separate documents
- Article 11 — Responsibility attaching to the prospectus
- Article 12 — Validity of a prospectus, registration document and universal registration document
Chapter III THE CONTENT AND FORMAT OF THE PROSPECTUS
- Article 13 — Minimum information and format
- Article 14 — Simplified disclosure regime for secondary issuances
- Article 15 — EU Growth prospectus
- Article 16 — Risk factors
- Article 17 — Final offer price and amount of securities
- Article 18 — Omission of information
- Article 19 — Incorporation by reference
Chapter IV ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS
- Article 20 — Scrutiny and approval of the prospectus
- Article 21 — Publication of the prospectus
- Article 22 — Advertisements
- Article 23 — Supplements to the prospectus
Chapter V CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES
- Article 24 — Union scope of approvals of prospectuses
- Article 25 — Notification of prospectuses and supplements and communication of final terms
- Article 26 — Notification of registration documents or universal registration documents
- Article 27 — Use of language
Chapter VI SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES
- Article 28 — Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
- Article 29 — Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
- Article 30 — Cooperation with third countries
Chapter VII ESMA AND COMPETENT AUTHORITIES
- Article 31 — Competent authorities
- Article 32 — Powers of competent authorities
- Article 33 — Cooperation between competent authorities
- Article 34 — Cooperation with ESMA
- Article 35 — Professional secrecy
- Article 36 — Data protection
- Article 37 — Precautionary measures
Chapter VIII ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
- Article 38 — Administrative sanctions and other administrative measures
- Article 39 — Exercise of supervisory powers and powers to impose sanctions
- Article 40 — Right of appeal
- Article 41 — Reporting of infringements
- Article 42 — Publication of decisions
- Article 43 — Reporting sanctions to ESMA