SFTR
Articles
Chapter I SUBJECT MATTER, SCOPE AND DEFINITIONS
Chapter II TRANSPARENCY OF SFTS
Chapter III REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY
- Article 5 — Registration of a trade repository
- Article 6 — Notification of and consultation with competent authorities prior to registration or extension of registration
- Article 7 — Examination of the application
- Article 8 — Notification of ESMA decisions relating to registration or extension of registration
- Article 9 — Powers of ESMA
- Article 10 — Withdrawal of registration
- Article 11 — Supervisory fees
- Article 12 — Transparency and availability of data held in a trade repository
Chapter IV TRANSPARENCY TOWARDS INVESTORS
- Article 13 — Transparency of collective investment undertakings in periodical reports
- Article 14 — Transparency of collective investment undertakings in pre-contractual documents
Chapter V TRANSPARENCY OF REUSE
Chapter VI SUPERVISION AND COMPETENT AUTHORITIES
- Article 16 — Designation and powers of competent authorities
- Article 17 — Cooperation between competent authorities
- Article 18 — Professional secrecy
Chapter VII RELATIONSHIP WITH THIRD COUNTRIES
- Article 19 — Equivalence and recognition of trade repositories
- Article 20 — Indirect access to data between authorities
- Article 21 — Equivalence of reporting
Chapter VIII ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
- Article 22 — Administrative sanctions and other administrative measures
- Article 23 — Determination of administrative sanctions and other administrative measures
- Article 24 — Reporting of infringements
- Article 25 — Exchange of information with ESMA
- Article 26 — Publication of decisions
- Article 27 — Right of appeal
- Article 28 — Sanctions and other measures for the purpose of Articles 13 and 14