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SFTR In force since 12 January 2016

Regulation (EU) 2015/2365 on transparency of securities financing transactions and of reuse
32015R2365 · official text on EUR-Lex

Articles

Chapter I SUBJECT MATTER, SCOPE AND DEFINITIONS

• Article 1 — Subject matter
• Article 2 — Scope
• Article 3 — Definitions

Chapter II TRANSPARENCY OF SFTS

• Article 4 — Reporting obligation and safeguarding in respect of SFTs

Chapter III REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY

• Article 5 — Registration of a trade repository
• Article 6 — Notification of and consultation with competent authorities prior to registration or extension of registration
• Article 7 — Examination of the application
• Article 8 — Notification of ESMA decisions relating to registration or extension of registration
• Article 9 — Powers of ESMA
• Article 10 — Withdrawal of registration
• Article 11 — Supervisory fees
• Article 12 — Transparency and availability of data held in a trade repository

Chapter IV TRANSPARENCY TOWARDS INVESTORS

• Article 13 — Transparency of collective investment undertakings in periodical reports
• Article 14 — Transparency of collective investment undertakings in pre-contractual documents

Chapter V TRANSPARENCY OF REUSE

• Article 15 — Reuse of financial instruments received under a collateral arrangement

Chapter VI SUPERVISION AND COMPETENT AUTHORITIES

• Article 16 — Designation and powers of competent authorities
• Article 17 — Cooperation between competent authorities
• Article 18 — Professional secrecy

Chapter VII RELATIONSHIP WITH THIRD COUNTRIES

• Article 19 — Equivalence and recognition of trade repositories
• Article 20 — Indirect access to data between authorities
• Article 21 — Equivalence of reporting

Chapter VIII ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES

• Article 22 — Administrative sanctions and other administrative measures
• Article 23 — Determination of administrative sanctions and other administrative measures
• Article 24 — Reporting of infringements
• Article 25 — Exchange of information with ESMA
• Article 26 — Publication of decisions
• Article 27 — Right of appeal
• Article 28 — Sanctions and other measures for the purpose of Articles 13 and 14

Chapter IX REVIEW

• Article 29 — Reports and review

Chapter X FINAL PROVISIONS

• Article 30 — Exercise of delegated powers
• Article 31 — Committee procedure
• Article 32 — Amendments to Regulation (EU) No 648/2012
• Article 33 — Entry into force and application