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ESMA Regulation

Regulation (EU) No 1095/2010 establishing the European Securities and Markets Authority
32010R1095 · official text on EUR-Lex

Articles

Chapter I ESTABLISHMENT AND LEGAL STATUS

• Article 1 — Establishment and scope of action
• Article 2 — European System of Financial Supervision
• Article 3 — Accountability of the Authorities
• Article 4 — Definitions
• Article 5 — Legal status
• Article 6 — Composition

Chapter II TASKS AND POWERS OF THE AUTHORITY

• Article 8 — Tasks and powers of the Authority
• Article 9 — Tasks related to consumer protection and financial activities
• Article 10 — Regulatory technical standards
• Article 11 — Exercise of the delegation
• Article 12 — Revocation of the delegation
• Article 13 — Objections to regulatory technical standards
• Article 14 — Non-endorsement or amendment of draft regulatory technical standards
• Article 15 — Implementing technical standards
• Article 16 — Guidelines and recommendations
• Article 17 — Breach of Union law
• Article 18 — Action in emergency situations
• Article 19 — Settlement of disagreements between competent authorities in cross-border situations
• Article 20 — Settlement of disagreements between competent authorities across sectors
• Article 21 — Colleges of supervisors
• Article 22 — General provisions
• Article 23 — Identification and measurement of systemic risk
• Article 24 — Permanent capacity to respond to systemic risks
• Article 25 — Recovery and resolution procedures
• Article 26 — European system of national Investor Compensation Schemes
• Article 27 — European system of resolution and funding arrangements
• Article 28 — Delegation of tasks and responsibilities
• Article 29 — Common supervisory culture
• Article 30 — Peer reviews of competent authorities
• Article 31 — Coordination function
• Article 32 — Assessment of market developments
• Article 33 — International relations
• Article 34 — Other tasks
• Article 35 — Collection of information
• Article 36 — Relationship with the ESRB
• Article 37 — Securities and Markets Stakeholder Group
• Article 38 — Safeguards
• Article 39 — Decision-making procedures

Chapter III ORGANISATION

Section 1 Board of Supervisors

• Article 40 — Composition
• Article 41 — Internal committees and panels
• Article 42 — Independence
• Article 43 — Tasks
• Article 44 — Decision making

Section 2 Management Board

• Article 45 — Composition
• Article 46 — Independence
• Article 47 — Tasks

Section 3 Chairperson

• Article 48 — Appointment and tasks
• Article 49 — Independence
• Article 50 — Report

Section 4 Executive Director

• Article 51 — Appointment
• Article 52 — Independence
• Article 53 — Tasks

Chapter IV JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES

Section 1 Joint Committee of European Supervisory Authorities

• Article 54 — Establishment
• Article 55 — Composition
• Article 56 — Joint positions and common acts
• Article 57 — Sub-Committees

Section 2 Board of Appeal

• Article 58 — Composition and operation
• Article 59 — Independence and impartiality

Chapter V REMEDIES

• Article 60 — Appeals
• Article 61 — Actions before the Court of Justice of the European Union

Chapter VI FINANCIAL PROVISIONS

• Article 62 — Budget of the Authority
• Article 63 — Establishment of the budget
• Article 64 — Implementation and control of the budget
• Article 65 — Financial rules
• Article 66 — Anti-fraud measures

Chapter VII GENERAL PROVISIONS

• Article 67 — Privileges and immunities
• Article 68 — Staff
• Article 69 — Liability of the Authority
• Article 70 — Obligation of professional secrecy
• Article 71 — Data protection
• Article 72 — Access to documents
• Article 73 — Language arrangements
• Article 74 — Headquarters Agreement
• Article 75 — Participation of third countries

Chapter VIII TRANSITIONAL AND FINAL PROVISIONS

• Article 76 — Preparatory actions
• Article 77 — Transitional staff provisions
• Article 78 — National provisions
• Article 79 — Amendments
• Article 80 — Repeal
• Article 81 — Review
• Article 82 — Entry into force